Search News by Tag: CFTC

14 news stories found

Press Release September 2, 2026
After four & a half years of litigation, the CFTC moved to dismiss its claims against the finance executive with prejudice rather than proceed to trial - no finding of liability, no admission of wrongdoing.
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Press Release May 4, 2026
Blog Article Includes Tips to Avoid Precious Metals Fraud and Storage Issues to Comply with IRS Guidelines
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Press Release February 7, 2026
Compliance-first platform deploys Aegis distributed architecture following CertiK data showing $311 million in phishing losses during early 2026
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Press Release September 24, 2025
Caroline Farah Lembck is lauded as the founder and chief executive officer of LemVega Capital LLC
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Press Release February 14, 2025
Zachary W.M. Anderson, Esq., is a distinguished expert in finance and banking law with a focus on diplomacy and international affairs
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Press Release June 13, 2017
DIGITALSPEC, LLC. (DSPEC) is pleased to announce that Mr. William Moore, Jr., PMP/ITIL, will be joining the executive leadership team as a Program Director of Data Science Programs.
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Press Release October 26, 2015
Live day trading active trading room for new or experienced traders
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Press Release August 6, 2015
DIGITALSPEC, LLC. (DSPEC), an industry leader providing excellence in Information Technology (IT) and Business Consulting, announced today that its quality management system processes have been certified as compliant under the ISO 9001:2008 standard.
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Press Release April 7, 2015
INNOVATIONS | SOLUTIONS | RESULTS - Ranked #11 by Washington Technology's Fast 50 Companies based on Annual Growth
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Press Release March 10, 2015
Discussing industry issues, standards, and solutions
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Press Release May 28, 2014
Jeanne M. Rosendale worked with TD Securities (USA) Inc. as General Counsel and Chief Compliance Officer and Knight Equity Markets as Global Chief Compliance Officer prior to joining Muriel Siebert in similar roles
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